Financial Services Guide for NAB OnLine Trading

Financial Services Guide. for NAB OnLine Trading. Issued: 1 August 2007 … primarily a provider of online share trading services through …

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Financial Services Guide for NAB OnLine Trading Financial Services Guidefor NAB OnLine Trading Issued: 1 August 2007 Australian Investment Exchange Ltd ABN 71 076 515 930 AFSL 241400 Part A This Financial Services Guide (FSG) has been prepared by Australian Investment Exchange Ltd (provider, we, us, our, Participant) to assist you in deciding whether to use any of our services. This FSG sets out the financial services and the types of financial products that we are authorised to provide under our Australian Financial Services Licence number 241400. This FSG also contains important information about our services, how we are remunerated, potential conflicts of interest we may have and the procedures we follow when dealing with complaints. You should read this guide carefully along with any other disclosure documents you may receive. Whilst we do not provide personal advice or recommend financial products, we may provide you with a Product Disclosure Statement (PDS) if we offer or arrange to issue a financial product to you. The PDS sets out important information that you need to carefully consider when you are about to acquire a product. Information contained in a PDS includes the cost of the product, risks associated in acquiring the product, and other features you may need to carefully review before taking up the product. A PDS for the products provided by us is available through the website ( or by request over the phone. Who we are We are a wholly owned subsidiary of IWL Limited and are primarily a provider of online share trading services through the website and are bound by the National Privacy Principles that form part of the Privacy Act, 1988. This determines the ways in which we must treat personal information and covers personal information that may be gathered through the Internet, telephone, fax or post. A copy of our privacy policy is available on the website at, via email, fax or post.We do not provide financial planning services and do not provide personal advice. However, we do provide factual information to investors about products and markets. As we are providing a financial service to you, we are required to provide you with this FSG.We do not provide advice about products suitable for your particular needs, objectives or financial circumstances, even if we comment on the current or future market conditions or prospects for products.You should always consider the appropriateness of any information, in light of your own objectives, financial situation or needs before acting. If you are seeking to acquire a specific financial product, you should obtain a copy of, and consider, the PDS for t

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