Biography of Elisse Walter

Elise B. Walter. Elise Barbara Walter’s deputy executive. President, Regulatory policies and programs. In this capacity, she oversees the services of ….

More PDF Content

Elisse Barbara Walter is Senior Executive Vice President, Regulatory Policy & Programs. In this capacity, she oversees the Departments of Corporate Finance, Advertising Regulation and Investment Company Regulation, the Office of Disciplinary Affairs and the Regulatory Policy & Oversight Office of General Counsel, as well as leading NASD’s investor education efforts, including the NASD Investor Education Foundation

Download Biography of Elisse Walter pdf from, 1 pages, 33.87KB.