Biography of Elisse Walter

Elise B. Walter. Elise Barbara Walter’s deputy executive. President, Regulatory policies and programs. In this capacity, she oversees the services of ….

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Elisse Barbara Walter is Senior Executive Vice President, Regulatory Policy & Programs. In this capacity, she oversees the Departments of Corporate Finance, Advertising Regulation and Investment Company Regulation, the Office of Disciplinary Affairs and the Regulatory Policy & Oversight Office of General Counsel, as well as leading NASD’s investor education efforts, including the NASD Investor Education Foundation

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